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Social Impact Partnerships: Leveraging Strengths from Communities, the Government, & Private Sector to Improve Outcomes

February 13, 2021 by Mike

BY: AIF Staff

Former Speaker Paul Ryan created the American Idea Foundation to help promote and scale solutions that are supported by evidence and data and that spring from innovative partnerships between local leaders, community researchers, and policymakers. The Foundation’s mission is to highlight local success stories, reinforce their efforts with research and data, and work with legislators on public policies to replicate these winning strategies in other parts of the country. This approach was the motivation behind many of the accomplishments during Speaker Ryan’s tenure – from Opportunity Zones to rethinking the government’s approach to poverty, and it continues to motivate him to this day.

One new policy that embodies Speaker Ryan’s and the American Idea Foundation’s approach is the Social Impact Partnership to Pay for Results Act (SIPPRA), which was signed into law in February 2018. The premise of the legislation is simple, as Speaker Ryan said at a January 2020 forum on evidence-based policymaking:  

“With the passage of Social Impact Partnership and the Pay for Success Act, we provided funding for states to partner with the federal government, to identify key metrics for social programs and make payments when results are delivered. What a novel concept!”

As the Department of the Treasury details, the purpose of SIPPRA was to “improve the lives of families and individuals in need in the United States by funding social programs that achieve real results.” It is, in short, a “pay for success” model.

To fund an initial round of demonstration projects, SIPPRA appropriated $100 million to the U.S. Department of the Treasury, $15 million of which was set aside for evaluation costs, to support state and local governments in building a foundation for outcomes-based decision making. Though the funding goes exclusively to state and local governments, it can be used by an entire umbrella of social service providers – from those tackling issues as diverse as homelessness, childhood health, vocational training, obesity, and family stability. The common thread is that any selected program that receives SIPPRA funds must focus on outcomes and measurable results as government funding is contingent on hitting quantifiable metrics rather than satisfying subjective, partisan whims.

Distilled down to its essence, SIPPRA has two primary benefits:

First, SIPPRA takes an evidence-based approach to lifting Americans out of poverty: Funding flows to programs whose methods have been evaluated using data, supporting real-world efforts that achieve positive results. The legislation moves funds away from ineffective programs and towards those that have demonstrated track records of accomplishment. And the federal government is only on the hook financially if the program achieves its stated aims and outcomes. This ensures that policymakers are not only being good stewards of taxpayer dollars but also are prioritizing funding for programs that actually help Americans in meaningful ways.

The Office of Senator Susan Collins of Maine succinctly described the major steps associated with obtaining SIPPRA funding:

  1. A state or local government explains the desired outcome, the program and services provided, any past evidence of positive results and savings expected
  2. A state or local government provides a feasibility study that shows the providers have the capacity needed to run the project; have experiencing serving the targeted population; and have the ability to raise additional funds from other investment sources
  3. If selected, the federal government designs an independent evaluation to assess a program’s progress in achieving the desired outcomes. This ensures that the results have been achieved before taxpayer dollars are spent.
  4. If the desired outcomes are realized, the federal government then pays the state or local government and its investment partners a pre-negotiated amount for funding the project and taking on the risk of success.

The various steps of the program highlight the second major advantage of this pay-for-success model. As the Department of the Treasury detailed, SIPPRA encourages “public-private partnerships that bundle philanthropic or other private resources with existing public spending to scale up effective social interventions already being implemented by private organizations, nonprofits, charitable organizations, and State and local governments across the country.”

One of the long-time proponents of this approach, Senator Todd Young of Indiana, provided a real-world example of a program that would benefit from SIPPRA funding as the Indianapolis Star reported:

“One program Young’s office pointed to as a good Indiana candidate for funding is a service that connects registered nurses with low-income pregnant women.

“Run by Goodwill Industries of Central Indiana, the Nurse-Family Partnership makes sure expectant mothers get good prenatal care, improve their diets, understand the benefits of breast feeding and other healthy behaviors. Since the program started in Indiana five years ago, 90 percent of the babies were born at a healthy weight, 90 percent of the mothers initiated breastfeeding and two-thirds of the mothers who had smoked quit, according to Goodwill.

“A 2005 independent study of the program, which operates in communities throughout the country, concluded the return for each $1 spent could be more than $5 worth of health and other benefits. The Indiana program serves 1,100 mothers a year, a fraction of the estimated 14,000 who could benefit…”

As the example of Goodwill Industries of Central Indiana shows, by prioritizing evidence and outcomes and by directing federal funds to programs with local support, non-federal resources, and track records of achievement, the federal government can more effectively address issues like early childhood health and development.

SIPPRA funding only represents a small fraction of the overall amount that the federal government spends on fighting poverty, but it represents a marked change in our approach. It ties together the best local initiatives that are making true impacts; the investors who care about the future of their communities; and the federal government, as it incentivizes evidence-based interventions.

SIPPRA is just getting started. The Commission on Social Impact Partnerships has identified 9 deserving organizations, ranging from a New York Clean Energy Project to an Oklahoma Substance Abuse program. The common theme is all of these programs are making amazing impacts in their communities and hopefully, represent the next generation of successful solutions that are grown locally and supported federally.

In building programs based on evidence of what works, SIPPRA has the potential to finance the most effective solutions for fighting poverty, which originate not from Washington D.C., but from leaders on the ground in communities across the country. SIPPRA funding will support individuals and organizations that have been making a difference in their communities for decades, while bringing their ideas to policymakers to expand their reach. This intersection of community-based approaches and government support is what will ultimately most improve the lives of Americans in need.

Filed Under: Blog Tagged With: Promoting Evidence-Based Public Policies

The Joseph Project delivers on the promise of redemption in Wisconsin

January 18, 2021 by Mike

By: AIF Staff

Chuck Grassley is an 87-year-old from Iowa who has spent nearly forty years serving in the Senate. Kim Kardashian West is a socialite and businesswoman from California who has spent nearly fifteen years starring on reality shows. At first glance, these two individuals could not be more different. The only thing this pair has in common, in addition to being entertaining on Twitter, is their commitment to reforming our nation’s criminal justice system.

Both have been instrumental in addressing issues associated with our criminal justice system and both were forceful advocates for the First Step Act of 2018. As Speaker of the House, American Idea Foundation President Paul Ryan helped lead this successful bipartisan effort to modernize elements of our justice system, uniting both the left and the right around policies that would allow individuals to serve their sentences, atone for their crimes, and then get back on the ladder of life.

As the American Idea Foundation has noted in past articles highlighting the main policy elements in the First Step Act: “It is rare to see meaningful legislation pass with 358 votes in the House and 87 votes in the Senate, and the legislation, which was backed by Governors, law enforcement groups, former federal prosecutors, and a constellation of advocacy organizations, showed that Congress is still capable of addressing complex issues that have a meaningful impact on the lives of individuals.” 

The First Step Act of 2018 was not merely an academic exercise for policymakers. Far from it. The problem of recidivism is very real for far too many American families. The American Enterprise Institute’s report, Rethinking Reentry, detailed the scope of the problem:  

“The vast majority of the nearly 600,000 people released from federal and state prisons every year cannot successfully transition back into our neighborhoods and communities, often swiftly returning to incarceration for new crimes. A 2018 Bureau of Justice Statistics report reinforces this dismal reality. The study examined nearly 68,000 people released from state prisons in 2005 and found that 83 percent—roughly equivalent to five out of six—were arrested again within nine years of their release.” 

It is simply unacceptable that individuals who commit a mistake and serve their punishments are then seemingly confined to a life of criminal behavior and incarceration, too often passing through the revolving door of America’s justice system.

Without question, efforts to reduce recidivism must begin while individuals are incarcerated, which is why it is encouraging that the Department of Justice and Bureau of Prisons are increasingly utilizing evidence-based strategies, like more robust initial risk assessments and increased vocational programming, to lower rates of reoffending. The Independent Review Committee of outside experts, which was established as part of the First Step Act, recently detailed some of the early evidence-based strategies, providing insight into how the federal government’s data can inform efforts while individuals are still confined. 

But reducing recidivism does not stop at the doors of America’s jails and prisons. Rather, these pre-release efforts seed the ground, creating the conditions for individuals to truly reform and reintegrate into society. They must then be supplemented by post-release efforts, which is why in July, the American Idea Foundation highlighted the successful pilot projects run by United Health Care and READI Chicago to help individuals reacclimate to society. The work being done by these groups is so important, because it helps rebuild families and communities, one person at a time.

Another local initiative that is achieving success and using an innovative approach in Wisconsin is the Joseph Project. As the Capitol Times reported:

“The program, named for the Robert L. Woodson Sr. book “The Triumphs of Joseph,” is a faith-based initiative that seeks to train men and women — often with criminal backgrounds — and find them jobs with Wisconsin businesses.”

The Joseph Project’s model is one that the American Idea Foundation believes holds promise and that could be replicated in other parts of the country. The organization was created by Senator Ron Johnson, local community leader Orlando Owens, and Greater Praise Church of God in Christ pastor Jerome Smith who were working on economic development initiatives in majority-minority communities.

The National Review described the Joseph Project’s genesis as a simple alignment of seeing a problem and developing a solution:  

“According to Smith, the idea for the project arose after he and several other pastors visited the Sheboygan Economic Development Corporation about an hour’s drive from Milwaukee, a visit facilitated by Orlando Owens…. It became clear during this trip that a number of corporations had unfilled manufacturing jobs, while Smith knew of countless people in the Milwaukee area who were looking for work.

And as the Wall Street Journal noted:

“There are tens of thousands of unfilled manufacturing and other entry-level positions in Wisconsin. Seven of 10 state CEOs had trouble finding enough qualified workers, the Wisconsin Manufacturers & Commerce trade group found in a July survey, and demand is rising. To try to resolve this mismatch between potential workers and the businesses that want to hire them, Mr. Owens and Pastor Smith last year started a partnership called the Joseph Project.”

As part of its programming, the Joseph Project puts individuals through a vetting process; teaches them interview skills, financial literacy lessons, and conflict management techniques; and then links them with Wisconsin employers. They assist individuals throughout the job-seeking and employment process. The employers, who trust the Joseph Project’s efforts, often provide flexibility in hiring individuals, particularly those with criminal records, so they are not excluded from opportunities.

The early results have been promising, as detailed in a 2016 Capitol Times article: “About 140 people have gone through the class, Smith said. Of those participants, about 120 have had interviews with employers, and about 85 have landed jobs. Those who have found employment have had about a 78 percent retention rate.”

As the Journal summarized: “Success builds on success, the faith-based program teaches a sense of spiritual solidarity. “The Joseph Project is really bigger than just you,” Mr. Owens says. “It’s really about the next person behind you, keeping the door open for the next person behind you.”

Like so many recidivism-reduction programs, the Joseph Project’s success is rooted in an approach that treats participants with compassion, dignity, and respect. And the program has continued to see results, recently expanding its footprint to Milwaukee, Madison, and Sheboygan.

The community buy-in, the individualized assistance, the long-term approach to helping individuals get back to living productive lives is not going unnoticed. In 2020, Trump Administration officials visited the organization to talk with its participants. During the conversation, Senior Advisor Ja’Ron Smith highlighted the integral role of these local groups, stating: “It’s much needed in partnership with the passage of the First Step Act or any type of reform that comes with giving people second chances,” he said. “Having local leadership like this is important.”

At the signing of the First Step Act, Speaker Ryan summed up the importance of these local efforts to ultimately expand opportunities for individuals looking to get back on their feet:

“For too long as the society, we have ignored those who have made mistakes and paid for those mistakes and we ended up turning what is the legitimate punishment for wrongs committed into a lifelong brand, eliminating the ability for individuals to turn their lives around, permanently separating parents from children and driving millions into despair.

“America at its best is an America that provides for second chances. If a small business owner fails, they pick themselves up and they try again, but for too long, we’ve decided that individuals who break the law don’t get a second chance. Of all the things that our country has demonstrated, it is the power of redemption and so we need to make sure that we realize the power of redemption in our criminal justice system, and with the First Step Act, we have changed that paradigm and formerly incarcerated individuals are now getting a second chance to lead better and more productive lives.”

Since its enactment, the First Step Act has allowed more individuals to better reintegrate into their communities, but it will require the collective buy-in from everyone to successfully reduce recidivism over the long-term. With bright lights like the Joseph Project leading the way in communities, the number of people who are truly given a second chance to pursue the American Dream will undoubtedly increase and that could make a hug difference.

Filed Under: Blog Tagged With: Community Organizations Making a Difference

Celebrating Catholic Charities’ success fighting poverty in Dallas-Fort Worth; Learning from evidence-based Pilot Projects

October 19, 2020 by Mike

By: AIF Staff

Last week at the University of Notre Dame, Speaker Paul Ryan led a virtual discussion called: Identifying Promising Models: The Padua Project and Reducing Poverty. The conversation focused on the comprehensive model of care deployed by Catholic Charities Fort Worth to help Texas families out of poverty.

Ryan was joined in conversation with Jim Sullivan of the University of Notre Dame, Heather Reynolds with Notre Dame’s Lab for Economic Opportunities, and Cindy Casey of Catholic Charities Fort Worth. Speaker Ryan has enjoyed a long relationship with Catholic Charities, visiting their facilities and talking with participants while serving as Speaker of the House.

Consistent with its mission, the discussion highlighted the American Idea Foundation’s belief that lives can be improved and public policies can be bettered by linking on-the-ground practitioners, researchers, and policymakers.

Video of the discussion is accessible here and some excerpts follow.

Ryan: Padua Project is Putting Innovative Solutions, Partnerships, and Evidence to Work

“The Padua Project is a program run by Catholic Charities [and] uses a case-management model to ending poverty. I’m a big fan of a case management model. Most importantly, they partnered with Notre Dame and the Lab for Economic Opportunities (LEO) to develop a randomized control trial and measure if what they were doing was accomplishing the goals that they set out to accomplish.

“Here’s the result that they achieved: A 25% increase in full time employment, a 64%, increase in housing stability, and a 53% increase in reported improvements in personal health…. And more importantly, because of the way that Catholic Charities partnered with LEO, we know that these are likely the results of this intervention. We know that we can take these results and replicate them, further seeing if we can scale for these interventions and that’s the whole point of all of this….

“What the Padua Project is doing is more than just helping individuals get a job or to improve their housing. They are helping them achieve their God-given potential and when we knit together our individual talents, we build out the common good and we build a more just society.”

Reynolds: The “Why” motivating Catholic Charities’ Padua Project

“From the Catholic Charities side, when I was a part of that team, our “why” was that we wanted to restore the dignity of the human person. Our “why” was that we believe that people deserved a way out of poverty and we believe we were doing too much that was just kind of perpetuating and making life easier for the poverty that people were facing. You know, to be honest, meeting characters where they are at works. Sometimes people have misconceptions of who non-profit folks are and the team at Catholic Charities Fort Worth is probably one of the most incredible smartest compassionate focused teams I think anybody would ever meet. Being a part of that, seeing a team that wanted to make a difference, that wanted to get into this work and sacrificed their own monetary gains to say: “No, you want to care for the least of our brothers and sisters in need and we want to do something big,” that was a real motivator to me….”

Sullivan: The Origins of a Productive Partnership between Notre Dame and Catholic Charities

“When the leadership of Catholic Charities Forth Worth came to us and said: “You want to think big? We want to really try to tackle this problem of individuals who are facing too many barriers that they can’t get themselves out of poverty.” And they told us about this agile program, which didn’t even have a name at the time. And I’ll never forget our first trip down to Catholic Charities… It was really an all-hands on deck session of thinking about how we’re going to design this program…. They have the empathy and the compassion and the understanding of the challenges that these individuals are facing on a day-to-day basis, so [Dr. Bill Evans] and I were really struck by how they were using that information and that experience to design this program. They had the innovative approach of saying: We want to measure this program that we create because we know that the only way it’s going to have a really big impact, the only way it’s going to replicate and scale is if we can prove that it works. And so, they worked with us to build the research design from the very beginning, which made it much easier to collect all the data necessary and measure the outcome demonstrated.”

Reynolds: Personalized Client Support has led to Meaningful Results for Texans in-need

“I will never forget in the early days of the Padua Project when I sat in a meeting between Catholic Charities Fort Worth and LEO and we talked about how people’s spending behaviors had really changed in one year…. The Catholic Charities Fort Worth staff said: “Oh, we know why that’s happening,” and then laid out how, when they first start working with clients, they have the clients write down their values what they value most. Then they have the clients go and start compiling how they spend their money. Then they have the client sit there and look at their values and how they spend their money and see what doesn’t come together. What the Padua Project staff have said is that exercise has made it where the clients have their own “Ah ha” moment, so they own it more. It’s not the patch of a social worker saying: “You really need to quit giving your money away.” It is the parent or a social worker saying let’s look at your values, let’s look at your finances. What do you think could be different? What do you think needs to be the same? And so, just the practices that case managers use, I think is a really strong thing and a thing that, through the qualitative research that Jim is talking about is, I think we can really start replicating.”

Reynolds: Quality Research & Collaborative Partnerships attract Local Support

“A critical piece of having the patience to walk for clients on a journey I think really matters. On the funding side, for I think both LEO and Catholic Charities Fort Worth, it’s a good example of how a partnership between researchers and local social service providers can make both parties more successful at attracting the interest of non-profit funders and government funding. There were several times early on, Bill Evans or myself would go down to Fort Worth and present to non-profit foundations in the Fort Worth community and say: “Hey, you know, here’s the research design we’ve laid out. Here’s what we’re going to measure.” And these foundations were interested in investing in their community and they invested in the Padua Project because they said: Look, this is a serious intervention and they’re going to test it and we’re going to learn about it.

“At the same time, when we work with LEO, it’s not a fee-for-service operation. We don’t charge the nonprofits for the evaluation work. Rather, it’s the quality of the research questions that we’re asking that enables us to get the funding from the federal government or from private foundations. In particular, it’s the structure of the research design. The fact that we were able to implement a randomized control trial and an impact evaluation for a comprehensive case management program, that’s a really hard thing to pull off because it’s hard to find a partner that has the capacity and interest to do that. The fact we’re able to do that, it caught the attention of a large community funder.”

Sullivan: Building on Catholic Charities’ Model & Scaling it Up

“I think a critical piece of the success of scaling up is to be able to continue to demonstrate the programming is right…. It’s critically important when we replicate this program elsewhere that we’re also measuring it and providing the same high-quality evidence that we do [with Catholic Charities Fort Worth]. Now, it’s not going to be possible in all situations to implement RCT’s, but I think a lot of this question is asking: Why is the Padua Project so successful? Is it the fact that Catholic Charities Fort Worth has a great referral network? Is it because of the emergency financial system? I think internally, there’s a lot of conversations between Leo about the mentoring component by the case manager, as that must be playing a really important role. This idea of “trust” in the relationship is critically important, so that is going to be hard to pass through randomized. And so, what we’re doing at LEO — and I think we need to do more, is to incorporate qualitative research into these RCT experiments. What that means is we brought in qualitative researchers who sit down with a client and sit down with the program managers.”

Ryan: Why Successful Poverty-Fighting Interventions make a Difference

“As Speaker, I spent a significant amount of my time working on the social safety net and one of the key things that I learned is that we just don’t have that much evidence on what works and what does not work. When the government doesn’t know what works and when it doesn’t work, we end up failing the people that we are intending to help. Scarce government dollars will go toward programs that are well intended, but that have actually failed to do anything beyond spending scarce taxpayer dollars, and that’s a shame when we create programs that don’t work. It’s not the policymakers or the service providers who suffer, it’s the single mother who needs help. It is the person who’s out of work that needs a job or it’s the young kid who needs security to face the problems of our future….

“With careful research design, we are better able to understand the particular intervention so for example, Padua appears to be most effective at helping those who are out of work, versus those who are needing more hours or higher pay. This understanding of who is most helped can be almost as useful as how you are helping those with different service providers that the Padua model uses.

“It’s important that Padua was successful for its clients, but if we can replicate the work that Catholic Charities was able to do with new organizations, then we can improve outcomes for thousands and thousands of people by understanding the causal nature of adequate information, intervention and choosing….

Sullivan: Bringing Successful Models of Case Management to the Mainstream

“The challenge is that information isn’t made accessible, and it oftentimes gets drowned out by misinformation, right? And so, a big part of what we’re doing at LEO now, and hope to build going forward, is how do we make sure that evidence like the impact of Padua Project doesn’t get buried in an academic journal? Part of what we’re doing is building strong relationships with policymakers on both sides of the aisle and at all levels of government, but I really think, getting back to your point about subsidiarity, the way you get the policy at a national level is to build the evidence at the local level.

“If we can demonstrate that it can work with Catholic Charities, is it because Catholic Charities Fort Worth is so good [or] can we replicate? We can replicate the Padua Project in, you know, a lot of the community providers in Dallas. Then let’s spread it to other cities and let’s apply it in other contexts you know for prisoner re-entry or for refugee services. This comprehensive case management model works as you build the evidence and becomes more and more compelling.”

Ryan: Evidence-Based Policymaking coming to Federal Poverty Fighting:

“[Evidence-Based policymaking is not controversial. It’s not partisan. It was designed to be that way and I think at the end of the day, in the medium term and in the not too distant future, we’re going to be able to see the dollars that the federal government provides local communities for poverty fighting will be dollars that will be directed toward proven methods that have been run through rigorous academic economic models to prove what works. That’s why I really think we’re on the cusp of being much more effective in fighting poverty. All of these dollars that are spent on fighting poverty, it has sort of just been a shotgun approach, a scattershot hoping some of it works. I think we’re going to be able to be much more precise and much more effective and therefore much more impactful.”

Casey: How Padua’s comprehensive care model helps individuals

“Padua has been developed right. We have two-person teams that are assigned to every client who comes into the program. The pieces that have been talking about: the mindset, the work, everything I talked about a few minutes ago about the cognitive development. All of that is coming in with the case manager. We also have a caseworker that kind of helps [the client] identify their resources and then connect to those resources and plan around that. So, it was set from the very beginning to be fast and funded for the extended time with the client and that long-term model that Heather said before of three to five years, that makes the program really where they are for the long haul.”

Ryan: Taking Lessons Learned from Case Management Research, Applying Them to Opportunity Zones

“I also worked at making sure that Opportunity Zone legislation made it through in the law and at the American idea Foundation, where we do a lot of work on Opportunity Zones, we’re also working on trying to make sure that after Opportunity Zones are well-deployed, meet their [communities’] needs. Erie, Pennsylvania, for example, is what I think is one of the more successful Opportunities Zones and what we at the American Idea Foundation are trying to do is encourage through measurements and through other means, Opportunity Zone funds to get moving on this front.

“What I mean when I say that is there are billions of dollars now that are being tapped to invest in a quarter of the poorest census tracts in America right now. This investment is going to provide development to build housing, factories, and retail, all of these sorts of things. What we’re trying to do is encourage these opportunity funds to also partner with local charities.

“These are private sector investors, who are investing in these communities, and I believe that [their] being made aware of the kind of rigorous, scientific evaluations that RCTs and LEO [are doing] with programs like Padua, and [that they] have already done, there’s sort of a ready-made plug and play approach to be taken in these Opportunity Zones where while they’re deploying their capital on a bigger project. There are also incentives to deploy capital to programs like non-profits who are doing case management to help provide the workforce that they’re going to need for the investment they’re deploying in this Opportunity Zone…. And where we see the successful models like Erie, it is private capital, local governments, foundations and charities, all working together in the census tract with all of this money that’s coming in and deploying an all-hands-on-deck strategy to revitalize, to help the people in the area, and take advantage of the new investment and the job opportunities that are occurring there. So, I think this model is really well-timed. I think this model is something that can be deployed over the next handful of years in these Opportunities Zones.”

Filed Under: Blog Tagged With: Community Organizations Making a Difference

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